The Core Ideas of the
Sudbury Model [1]
Daniel Greenberg
Sudbury
Valley School was consciously modeled on the American experience. Our first publication, The Crisis in
American Education, was written around the theme that this schools values parallel those of American society. Back then, we were naive enough to think
that this fact should make the school an easier sell than if it were in
conflict with American values. As time
went on, and the entire public school system didnt convert itself to the Sudbury model, we had to face the fact that
massive change wasnt happening, and try to understand why.
Why
is it so hard to explain the school to Americans? Why is it so hard for Americans to accept its premises? And why is it such a hard sell to the rest of
the world?
While
were at it, we may well wonder why American values and
American principles are such a hard sell to Americans even beyond the realm of
education? Why are so many Americans so
conflicted in relating their practices to their ideals? We read a lot about that in our history
books, which often convey a sense of disappointment, and often contain
accusations of hypocrisy. How could the
Founding Fathers be serious about these ideals and have slaves? Were the high-sounding phrases they wrote
just a cover for the evils they perpetrated?
Why is there so much discrimination in our society today, even though
our ideals clearly militate against it?
I feel I have finally come to the point where I have some insight into
why this happens. To explain this, we
have to really look deeply into the ideals of the American system, which are
reflected in the Sudbury model. It
turns out that some interesting and unsettling facts emerge that shed
considerable light on the situation, both in this school and in the country.
There
are a few core American ideals. One is
the fundamental equality of every individual.
That lies at the heart of the American belief system. All people are fundamentally equal. This is a phrase that makes sense to anybody
who was born and raised in this country.
A
second core American ideal is the sanctity of human life. Every human life is sacred. You can get a sense of that when Americans
talk about war; regardless of the degree of support for a given war, there is
always tremendous pain in this society over human losses. Thats
not to say that people in other countries dont grieve when their loved ones are killed in war, but for much of the
world, the notion is accepted that war is a normal part of the international
political process (in Clausewitzs
notorious formulation, war is an extension of diplomacy), and that its
too bad people have to die, but thats
the way it is. Americans have never
been comfortable with that. When
Americans get killed, were mad, and we go to great lengths to avoid that
happening.
Where
does the idea of the equality of all people come from? What is its origin? Look around you. One of the most obvious things about the human race is that
people are not equal. Some of us
are tall, some are short. Some of us
are thin, some are fat. Some of us are
old, some are young. Some of us are
athletic, some are clutzes. If I walked
into a room and said, I have made a great biological discovery. Every human being weighs the same, its just that our scales are different. We all really weigh 120 pounds, and if your
scale doesnt show 120 pounds, you have to re-calibrate it I would
deservedly be laughed at. Whether youre in a primitive tribal society or in the most
technologically advanced society in the world, people are not equal. Or rather, they are clearly not the
same. So we have to ask ourselves, what
does it mean when we say that people are equal? Where does the idea come from, when its so obviously contrary to experience?
While
were at it, where does the idea that all life is sacred
come from? Historically, the world has
never held human life sacred. Nature
doesnt hold life sacred.
I always find it amusing when people are concerned about restricting the
TV their children are watching, so they wont
be exposed to violence. They want their
kids to look at educational programs instead, so they look at National
Geographic or PBS and they see animals chewing each other up, or
lions leaping on fleeing deer and tearing them apart. Nature is profligate with life, and with human life too. Tsunamis, earthquakes, volcanoes,
hurricanes, all such natural disasters take no pains to spare human
beings. Nor is there a way to spare any
person from ultimate death. So whats so sacred about life?
The
answer to these questions is startling: both ideas originate in the Bible. They are at the heart of the
Judaeo-Christian religious tradition, which was later extended to Islam. All three traditions share a common account
of the Creation, and thus a common concept of the nature of the human race and
human life. These concepts were highly
innovative inventions, and judging from the speed with which they were accepted
in the ancient world, they were hardly an instant hit. The tiny tribe of Hebrews had them at the
core of their religion for something like 1200 years before they were adopted
by the slowly spreading Christian world.
Hundreds more years passed before Islam was born and spread its
influence. Even now, after some 3000
years, when you add up all the Jews, and Christians and Muslims in the world,
you still dont embrace anywhere near the whole world population.
What
we have is the conceptual product of a small society in the ancient Middle
East, expressed right at the beginning of their holy scripture, in the account
of the creation of the world. There are
actually two creation stories, but they are both similar in this fundamental
regard, that one set of human beings was initially created. In the first creation story, God simply
takes earth and creates man and woman simultaneously; in the second one, God
creates a man, and the man was lonely for a companion, so God split him and
made a woman out of half of him. In
both cases, however, we have one single couple who are the origin of the entire
human race, and right there you get a concept of human equality that cannot be
denied: we are all one family, the human
family. The idea of
the human family is a Biblical invention.
Every single one of us belongs to a single global family. Every culture differentiates how you treat
family from other people. Family is family,
and in a deep sense, all members of a family are equal. Youd
give your life for your family, youd
sacrifice everything for your family.
You nurture your family, you get mad at your family, you love your
family, old and young, fat and thin, tall and short, male and female, it makes
no difference. We are all blood
relatives. Thats what human equality is about, and thats where it comes from.
The
second concept, the sanctity of human life, comes shortly thereafter in the
Bible, in the story of Cain and Abel.
Here we have two brothers who are squabbling which is certainly something common enough in the
world and one gets angry at the other and kills him. In the Biblical story, theres an unambiguous sequel. God says to Cain, What
have you done? The voice of your
brothers blood is crying out to me from the earth! Thats one of the most powerful sentences ever written. The
blood of a human being has a voice that cries out to God from the
earth. Its not a lifeless mass of liquid; it is the embodiment of a living soul,
and God hears that cry and punishes the perpetrator, because he has violated
the sanctity of the life that God has breathed into the human race. Furthermore, in the first creation story,
God is quoted as saying, before man is made, I want to create a creature in my image, and the story goes on to emphasize that mankind has indeed been made
in Gods image. So were not only members of the same family, we all have a
divine essence, and nothing can be more sacred than being created in the image
of God.
So
the sanctity of life and the equality of all human beings are religious
concepts originating in the Bible.
Indeed, many instances can be found that emphasize these values. For example, the Bible insists that all
judicial processes have to treat everybody equally. Nobody should benefit from their status: poor people shouldnt get treated favorably because theyre unfortunate, and rich people shouldnt get special treatment because they are wealthy. Likewise, when the ancient Israelites clamor
for a king, claiming they want to be like everybody else, they come to the
prophet Samuel with their demand.
Samuel objects strongly: There is only one king, God, and he bases his objection on the notion that all
Israelites are inherently equal, so that one should not be placed above the
others. There are a great many
interesting examples throughout the Bible, all of which illustrate how deeply
these two concepts were valued.
It
is not an accident that in the 20th century, the two most brutal
regimes known in the history of man specifically targeted the Judaeo-Christian
religious tradition. With the Nazis,
opposition was focused on it from the outset; it lay at the core of their
belief system. The major enemy for
Hitler were the Jews, the ultimate creators of what he called a corrupt
morality that envisioned a world in which all people were equal, and life was
sacred. Such notions were inherently
absurd to the Nazis, who held to a racially based world-view that
differentiated very clearly between the right to life of different racial
groups. The Bolshevik Communists did
exactly the same thing. They targeted
religion in general, and the Judaeo-Christian religion in particular. They closed as many churches as they could,
and they were militantly atheistic, because the fundamental idea behind
Bolshevism was the supremacy of the community over any individual. Basing their actions on that concept, they
went on to wipe out some 40-50 million people, ostensibly for the better good
of society as a whole.
So
here we have two ideas that are contrary to everyday experience, that are not
embedded in our evolutionary biological heritage, and are foreign to our
natural instincts. They are the
products of a moral sensitivity that was developed by humans. And its
important to remember that, after all, the human brain is also a product of
evolution. The fact that human beings
create moral systems is itself a product of evolution, not outside of
evolution. So we have an interesting
biological conundrum here: evolution creating a creature that wants to defy it,
that wants to create rules that act against it.
Western
cultures adopted these ideas. Even
secular people have adopted them; they are no longer tied to religion in our
culture. The religious origins are
not considered relevant. Secular
Western culture in general has accepted the notion that life is sacred and that
people are equal. I think it is a
remarkable fact that even people who are not associated with any religion are
somehow tied to these ideas by their roots, and by the religious origins of the
culture in which they live.
Thus,
one of the reasons that these premises are a hard sell for America, and for the
school, is that they run contrary to our basic biological nature, and are a
moral creation of a very specific culture.
They are not something that come naturally to people. No matter how many times we say the words,
we are saddled by a biological nature that cries the opposite. Thus, in the school, every parent who
approaches us possesses the same biological nature that is subliminally
screaming against what were saying, and theyre
struggling with this conflict.
We
have conflicts like that in many realms.
For example, with regard to sexual behavior, which every society
restricts in ways that run contrary to our natural inclinations, there are
always problems arising from internal conflicts. Nature calls for mating, and if you impose inhibitions on that,
you create conflicts. I have a lot of
sympathy for people who preach one thing, such as abstinence, and then are
found in bed with somebody. I have a
lot of sympathy because its a real
struggle. I dont call them hypocrites; I call them people who have
fought a very hard struggle and have come out on a particular side of it, which
doesnt appeal to me necessarily, but I can certainly
understand that it isnt an easy matter for them.
Theres a second problem that the concepts of equality and
the sanctity of life introduce. The
human species is, by nature, a social species. Human beings do not thrive in isolation. So as long as a human being is alone, its all very well and good to say, My individuality is primary, my life is
sacred; but the minute human beings are cast into a
situation where they share their lives with other human beings, you have a
fundamental conflict. You have the
conflict of people wanting to associate with other people who are just as
individual as you are, and have just as much of an interest in living their own
lives and pursuing their own interests and doing their own thing as you do, but
youre not the same. Youre
not mirror images or clones of each other.
As soon as there exists any social interaction, there arises the
conflict between creating a viable group and between the individuality that youve held so important.
That conflict is inevitable, because the human brain is so complex that
it is guaranteed that every human being has their own individual world view,
their own character, personality, aspirations, and ideals.
Thus,
by the very nature of the species, if youre
going to espouse a moral system in which individuality and life are sacred,
there will arise a dilemma surrounding mans
social nature. The problem of
reconciling an individual with society is a problem in any world view, but its especially poignant in the Judaeo-Christian
world-view that Western culture has adopted, because we value the individual so
highly. Indeed, in a country like the
United States, this conflict is even more intense, because we dont willingly let go of any of our individuality at
all. We each want to lead lives that
are meaningful to us, yet at the same time we want to create a
community. All political theories
address this problem; in a sense, thats
what political theory is about, and I dont
think we should underestimate how difficult it is.
This
dilemma has been struggled with for thousands of years, whether under
monarchies, autocracies, military dictatorships, tribal democracies, or any of
the other forms of government devised over time. Within the last three or four hundred years relatively recently, from the perspective of history the concept of Liberal Democracy was invented to
address this socio-political problem in a stable manner. And a unique form of Liberal Democracy was
fashioned in this country in a very conscious manner.
Indeed,
the basic question underlying all the deliberations of the Founding Fathers was
how to create a government that doesnt
trample on the individuals making up the society being governed; a government
that enhances the individuals ability to be
productive and realize his/her goals, and yet at the same time enhances the
ability of the community to be a viable, cohesive whole. This took a monumental effort. The result of their labors was a complex
structure. Nor is it an accident that
the Constitution is complex: the problem it addresses is complex, and they
devised a complicated and intricate political tapestry to provide a solution.
As a
result of the ingenious labors of these great men, American culture became a
highly innovative combination of two unique creations of the human mind: the
moral creation of the Judaeo-Christian tradition, embodying human equality and
the sanctity of life; and the political creation of the Founding Fathers, the
American version of Liberal Democracy.
The
Founding Fathers revealed the origins of their point of view in probably the
most celebrated passage of political writing, in the Declaration of Independence
a passage frequently cited in legal decisions of the
Supreme Court as a valid indicator of the intentions of the Founders, even
though the Declaration of Independence is not a binding legal document in the
American legal system.
I am
referring to the words, We hold these truths to be self evident, that all men
are created equal. That they are
endowed by their Creator with certain unalienable rights. That among these are life, liberty and the
pursuit of happiness. That to secure
these rights, governments are instituted among men, deriving their just powers
from the consent of the governed.
This
passage deserves close reading.
Consider the opening phrase, We
hold these truths to be self evident. The first thing that jumps out at you is the
realization that there is absolutely nothing self-evident about these truths!
Nothing! In fact, this is the
first recorded document to declare these propositions to be truths, never mind self-evident. As I read it, this declaration is a bald attempt
by the Founding Fathers to put one over on the reader, the way we often do in
debates when we say, Of course. If you have to put the words of course
in, you know that youve got a weak argument, because you cant support it by anything other than a declaration that
its true.
The
first so called truth betrays its
Biblical origin right away. Isnt that remarkable?
Right off the bat. Its a clear statement that the Creator created all men
equal. Remember, this is the
Declaration of Independence, not a church document, not a rabbinical sermon or
the words of an ayatollah; its the
Declaration of Independence of the non-sectarian United States of America. The statement reveals clearly its exact
origin the creation story of the Bible. Whatever we think about the First Amendment,
about the separation of Church and State, about the place of religion in
government, no one can doubt the place of the Judaeo-Christian tradition in the
minds of the Founding Fathers when they established this country. Its
right there, in black and white.
When
we get beyond that opening declaration, were
afloat, right away. There is nothing in
the Judaeo-Christian tradition or in the entire literature of Western culture
that points to a self-evident truth
that all men are endowed with unalienable rights. That concept doesnt
exist. The Declaration of Independence
is the first official document in which this idea appears. And look at what these rights are. You can make a case for life as something
originating in the Bible, but individual liberty? Liberty is an inalienable right in the history of the
human race? And what of the pursuit of happiness, which means, in their language, the ability to lead a meaningful
life? An inalienable right? For every human being? These are total inventions of the Founding
Fathers.
Then
we come to the crux of the matter, the role of government vis a vis the
individual. Why is government entitled
to any authority at all? Where does it
come from? In fact, the single most
difficult problem facing every government, no matter what its form, has been to
establish its legitimacy. Here we find
the Declaration of Independence claiming it to be a self-evident truth that
governments get their just power from the consent of the governed. Even social
contract theorists didnt all think that you had to have the consent of the
governed continuously. For most
of them, once a society made a contract, that was it for keeps.
Thus,
the Founding Fathers presented a full blown invention for the way to resolve
the conflict between the individual and society an original invention, a unique one, and a strange one. The Constitution they devised was a detailed
mechanism for working out the specifics of these ideas, and its something were
still working on. Here we are, over 200
years later, and the country is still working out its Constitution! We still havent figured out all the answers.
Its a living dilemma.
Lets look at the core ideas of their political
invention. The first one is that, in
order to make an effective society, people have to surrender some of their
individuality to another authority. The
second core idea relates to the recognition of human diversity. Since people are so different from each
other, its obvious that its
impossible to agree on every single point when they come together to form a
government. You cannot conceivably get
unanimity on every issue that comes up before a group of people. So its
necessary to create some mechanism to make decisions, a mechanism that, of
necessity, is going to displease some people.
So one has to accept from the outset not only that you have to surrender
some of your individuality to an authority, but also that some people are always
going to be unhappy. The Constitution
creates certain forms through which decisions are made, but whatever the form,
the key point is that some method is devised to achieve this goal.
The
third core idea is that regardless of the government, and regardless of how you
make decisions, there are certain decisions you cant make
the ones that have to do with the unalienable
rights. We are the
only country that has a Bill of Rights, or at least a serious Bill of Rights
that you can go to court with and win your case.
A
fourth core idea is encompassed in these unalienable rights the concept of due
process. This concept
demands that in setting up a Liberal Democracy, its important that rules be clearly promulgated, that
they have to apply equally to everyone and enforced fairly.
These
are the same ideas that lie at the core of the Sudbury school model. Thats
why we thought it would be such an easy sell in this country. Since we are embedded in this culture, we
felt we dont have to say that these ideas are self-evident,
because the society has already said so, and that problem has already been
taken care of! We just say that were embedded in the culture, and that we mirror
it. It turned out, to our
consternation, that we ended up facing the same problem that American society
as a whole is faced with. We have
ideals, the same as those of American culture.
We spell out these ideals explicitly, just as American culture
does. But America has been fighting a
centuries-old struggle to practice them, a struggle that is not close to being
won. We are still far from racial
equality, gender equality, complete religious tolerance, and complete mutual
respect. These are our fundamental
ideals, but to live up to them is just plain hard. If I talk to any group of people in this country, and ask, What are your social and ethical ideals? they would enumerate the ones Ive been discussing, because they learned them in
school, and they are sincere in feeling that they really believe in these
ideals. But if I confront them about
specifics in their lives, if I ask, How
come in real life you behave this or that way, they dont want to be confronted like that. They dont
want to be accused of not being faithful to their beliefs. Thats
everyday reality. Ideals are a hard
sell.
When
talking about the school, we dont
make it easy, because we implicitly throw in their faces the contradictions of
their life. We essentially tell them, Your life is not consistent with your values. Of course, we
never say it outright we wouldnt
think of saying it that baldly, its
disrespectful. One doesnt declare to a parent who has come to an interview, Youre a hypocrite. We just tell
them about this wonderful educational model, where everybody is treated
equally, everybody is respected, everybody has a vote, everybody has an equal
say, all of which has a familiar ring.
Theyve heard it before.
And they are already uneasy about not practicing these ideals in their
own adult lives. Now, we are saying, in effect, You dont live up to it in your lives, but we want you
to accept the fact that your kids are going to live up to these ideals, in
spite of the fact that you dont. That is a
tall order. Its as hard a sell as you can imagine. We have to understand this fact. We have to understand that when we think we
are focusing on education, what we are actually suggesting to parents is that
even though theyre not living up to their ideals, we are demanding
that they allow their kids to live up to these ideals. Thats a
very difficult demand to make.
There
is no fast way to narrow the gap between ideal and practice. This country has been working on it for over
200 years, and were still far from our goal. Nor is there a shortcut to doing it in the educational
world. Indeed, there is little hope for
achieving a congruence of ideal and practice on a mass basis in the educational
world until that congruence has been much more widespread in society.
What
about other countries? There are some
observers in recent times who have written about the global historical tendency
of societies to move towards Liberal Democracy, and for these core ideas to
become universally accepted. To the
extent that thats the case, the Sudbury model will be a good fit in a
larger number of societies. If youre trying to establish a Sudbury school in a culture
which does not accept these core ideas, the task will be even harder than it is
for us, because youre fighting not only the resistance were fighting, but also the ambient culture, which doesnt subscribe to the essence of the model.
If I
were to look at a school and say, Is
this a Sudbury model school? I would look
for two things. First, that the
behavior of children towards children, adults towards adults, adults towards
children, and children towards adults doesnt
differ in any way from the appropriate behavior between adults in the wider
society, outside of family. If people
treat each other throughout the school as adults treat their adult peers in the
society at large, with the same degree of mutual respect, then you have a
school in which the core belief in equality and in the sanctity of every
individual is being realized in practice.
Second, it has to be an institution in which there is no authority
beyond that granted by the consent of the governed, on a continuous, ongoing
basis. There cant be areas of decision-making that are reserved for a
particular, select sub-group. There cant be authority other than that which derives from the
consent of the governed in a manner that grants an equal say to each member of
the community. These are the core ideas
that define a Sudbury school.